毕马威：2015年中国证券业调查报告(154 页)

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01 Introduction

引言3

02 Market overview

市场回顾9

03 Market development: opportunities and challenges

市场动态：机遇与挑战25

04 Development driven by both traditional and new businesses

业务发展：传统和创新业务双轮驱动35

05 Recent policy and regulatory developments

政策法规：政策红利持续释放47

06 Conclusion

结语61

07 Appendices

附录65

Appendix 1 Financial highlights

附录 1 财务摘要66

Appendix 2 Sector rankings

附录 2 行业排名104

Appendix 3 Overview of Sino-foreign joint venture securities players

附录 3 中外合资证券公司一览107

Appendix 4 2015 grading of securities companies by CSRC

附录 4 2015年证监会对证券公司的评级108

Appendix 5 Qualified foreign institutional investors

附录 5 合格境外机构投资者110

Appendix 6 RMB qualified foreign institutional investors

附录 6 人民币合格境外机构投资者118

Appendix 7 Qualified domestic institutional investors

附录 7 合格境内机构投资者122

Appendix 8 Mainland futures companies

附录 8 内地期货公司名单126

Appendix 9 Mainland fund management companies

附录 9 内地基金公司名单130

Appendix 10 Subsidiaries of mainland fund management companies

附录 10 内地基金公司子公司名单134

Appendix 11 Securities companies which have set up Hong Kong

subsidiaries

附录 11 设立香港子公司的证券公司

138